Great Lakes Fund Soultions, Inc.

Internationally Distributed Managed Futures Fund

This is the service scope that GLFS provides to a Internationally-Distributed Managed Futures Fund:

Hosting a custom, online ordering system for financial advisors to request marketing materials for client presentations
Providing marketing material tracking reports for the fund sponsor. Each Private Placement Memorandum (PPM) sent is asigned a control number
Housing marketing materials in a clean, climate-controlled building
Printing and collating any additional notices that are added to each prospective investor kit
Coordinating the annual mass delivery of updated prospectus, subscription agreements and sales brochures

Processing subscriptions and redemptions
Entering investor and financial advisor information into databases accessible to fund managers through our secure, customized, hosted Website
Calculating and processing redemptions and any penalties
Mailing acknowledgement of investment, redemption and change in account information to investor, financial advisor and custodian
Generating Blue Sky Reports: Sending out daily system-generated reports to customer for early notification when state limits are nearing 100% so they may file for new limits
Storing document images pertaining to each investor on secure Website (e.g. monthly financial statements, K-1s, e-mails, acknowledgement letters, requests, supplements and subscription agreements)
Performing anti-money laundering (AML) screening and reporting:

Using the latest Specially Designated Nationals (SDN) lists provided by the Office of Foreign Assets Control (OFAC) to screen the investor records daily
Screening all investor records for matches to any newly circulated SDN list sent by OFAC
Reporting found matches to the fund operator immediately
Reporting the scan results monthly in a letter to the fund operator

Reconciling monthly investor activity with broker dealers and the fund operator
E-mailing or mailing monthly financial statements annual privacy statements, audited annual financial statements, and K-1s
Maintaining financial advisor contact information
Notifying financial advisor of monthly activity through proprietary Client Status Report
Maintaining selling agent database and customized Websites
Maintaining custodian Websites
Maintaining website for financial advisors with specific fund information
Generating ad hoc reports at no additional charge

Calculating and publishing the daily estimated Net Asset Value (NAV)
Maintaining fund history database
Calculating and creating commission reports
Processing month-end tasks (posting redemptions, transfers, and new sales, creating monthly financial statements with fund PNL and investor investment detail)
Providing one-page consolidated monthly financial reports
Filing with SEC (424b3)